• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

›› 2012, Vol. 30 ›› Issue (7): 1011-1019.

• 科技发展战略与政策 • 上一篇    下一篇

保护性专利审查机制对企业专利战略效应研究

张古鹏1,陈向东2   

  1. 1. 北京航空航天大学
    2. 北京航空航天大学经济管理学院
  • 收稿日期:2011-12-19 修回日期:2012-03-14 出版日期:2012-07-15 发布日期:2012-07-15
  • 通讯作者: 张古鹏

Research on the Impact of Protective Patent Examination Mechanism on Patent Strategy of Firms

  • Received:2011-12-19 Revised:2012-03-14 Online:2012-07-15 Published:2012-07-15

摘要: 为了保证国内技术市场不被国外企业垄断,目前中国实施的是保护性的专利审查机制,其更有利于国内企业更早地获取专利权,国外企业想要获取专利权则往往需要等待较长时间。但从企业专利战略视角考虑,保护性的专利审查机制并不完全有利于国内企业。出于专利未来收益的不确定性及专利竞争战略考虑,国外企业往往不急于较早获取专利权,而保护性专利审查机制又进一步延迟了国外企业获取专利权的时间,这无疑更有利于国外企业专利战略的展开。尽管保护性专利审查机制更有利于国内大型企业建立技术垄断优势,但在市场潜力较大的技术领域反而可能更有利于国外企业,因此,其保护的效果可能并不理想。

关键词: 专利 , 审查机制 , 专利战略 , 条件寿命期 , Patent, Examination Mechanism, Patent Strategy, Provisional Life

Abstract: With the intention of preventing domestic technology market from being monopolized by overseas firms, China implements protective patent examination mechanism, which is more beneficial for domestic firms to get patent right earlier. Overseas firms need to wait longer time for getting patent right. However, protective patent examination mechanism is not wholly beneficial to domestic firms from the perspective of firm’s patenting strategy. Since the expected revenue is uncertain and patent competing strategy needs to be taken account, overseas firms are not expecting to get patent right as soon as possible. Since protective patent examination mechanism further delays the time of granting overseas patent application, it is more beneficial for overseas firms to implement patent strategy. Although it is easier for large domestic firms to establish technology monopolistic advantage, it may be more beneficial to overseas firms in technology fields with great potential. Therefore, the effect of protective patent examination mechanism may not be ideal.

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