Abstract: The negative impacts of Science, Technology and Innovation (ST&I) and the governance challenges of emerging technologies have triggered concerns on “Responsible Innovation (RI)”, from academia and policy. Based on a comprehensive review of RI literature, this paper establishes an integrated framework of “Connotation-Theory-Approach” for systemically reviewing the connotations, theory foundations, and practical approaches of RI. The results indicate that: connotations of RI derive from three perspectives – intrinsic attribute perspective, innovation process and management perspective, and innovation performance evaluation perspective; theory foundations of RI involve five branches: theory of justice, technology social control perspective, Actor-network Theory, institutional theory, and innovation diffusion theory; and practical approaches of RI refer to: grounded research, ethical analysis, real-time technology assessment, technologies of humility and participation governance, upstream public engagement, midstream modulation of technology governance, and social appraisal of technology.

Key words: “Connotation-Theory-Approach&rdquo, Framework

摘要： 科技创新的负面影响与新兴技术的治理挑战引发研究与政策对“责任式创新”的关注。本文以文献研究为基础，通过责任式创新主题文献的系统回顾，构建“内涵-理论-方法”的整合框架，对责任式创新的概念内涵、共性理论基础、及实践应用方法展开系统评述。研究结论显示：责任式创新的内涵主要围绕内在属性视角、创新过程与管理视角、创新结果评估视角三个方面展开；责任式创新的共性理论基础包括正义论、技术社会控制视角、行动者网络理论、制度理论、创新扩散理论五个分支；责任式创新的典型应用方法涉及扎根研究、伦理分析法、实时技术评估、“谦逊”技术与参与式治理法、上游公众参与技术治理、中游模块化技术治理、技术社会评估等

关键词: &ldquo, 内涵-理论-方法&rdquo, 框架