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ISSN 1003-2053　CN 11-1805/G3
科学学研究

科学学研究 ›› 2015, Vol. 33 ›› Issue (5): 748-757.

• 科技管理与知识管理 • 上一篇    下一篇

地区市场化、产学研合作与企业创新绩效

王保林1,张铭慎2   

  1. 1. 中国人民大学商学院
    2. 国家发改委经济所
  • 收稿日期:2014-06-25 修回日期:2014-08-20 出版日期:2015-05-15 发布日期:2015-05-12
  • 通讯作者: 张铭慎
  • 基金资助:

    国家社会科学基金项目（13BJY022）

Marketization, collaboration with academics and innovation performance of enterprises

WANG Bao-lin1,ZHANG Ming-shen2   

  1. 1. School of Business, Renmin University of China, Beijing 100872,China;2.Institute of Economic Research, NDRC, Beijing 100038,China
  • Received:2014-06-25 Revised:2014-08-20 Online:2015-05-15 Published:2015-05-12

摘要： 开放创新情境下的产学研合作是企业获取创新资源的重要渠道。本文依托开放式创新的分析框架，分析了产学研合作与创新绩效的关系并阐明其作用机理，同时利用2008-2011年我国375家创新型企业样本探索了市场化水平对产学研合作与创新绩效的调节效应。实证发现：（1）整体上企业从产学研合作中获得递减的正边际效应；（2）当产学研合作超过最优值时，较高的市场化水平可以克服其带来的递减的正边际效应；（3）当市场化水平超过一定值后，企业从产学研合作中还能获得递增的正边际效应。这意味着企业需要适度的产学研合作，同时政府需要采取措施提升市场化水平从而使企业从产学研合作中更多地获益。

关键词: 开放式创新, 产学研合作, 地区市场化水平, 调节效应

Abstract: In the context of "open innovation", it is widely recognized the importance of collaboration with institutes and universities. Based on the framework of open innovation, this paper analyses the relationship between collaboration with academics and innovation performance as well as the rationale behind it. Furthermore, it explores the moderating effect of marketization on this relationship by using the 375 innovative firms within 2008-2011. The results reveal that: (1) firms obtain the decreasing positive marginal effect from cooperation with academics in general; (2) higher marketization can compensate for decreasing positive marginal effect resulting from the excessive collaboration with public research organizations; and (3) firms are entitled to acquire the increasing positive marginal effect if marketization exceeds the certain point. It concludes by calling for balanced collaboration with academics but also the great initiatives of government to improve the marketization significantly so as to benefit the firms more. 

Key words: open innovation, collaboration with institutes and universities, regional marketization, moderating effect

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