• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2013, Vol. ›› Issue (12): 1826-1834.

• 科技发展战略与政策 • 上一篇    下一篇

知识产权能力测度指标体系与方法及实证研究

宋河发1,穆荣平2,曲婉1   

  1. 1. 中国科学院科技政策与管理科学研究所
    2. 中国科学院科技政策所
  • 收稿日期:2013-05-27 修回日期:2013-09-17 出版日期:2013-12-15 发布日期:2013-12-26
  • 通讯作者: 宋河发
  • 基金资助:
    2009中科院知识产权研究与培训专项

The intellectual property capacity measurement indicator system and method based on equivalent relationship of kinds of intellectual property and kinds of research institute

  • Received:2013-05-27 Revised:2013-09-17 Online:2013-12-15 Published:2013-12-26

摘要: 本文分析了知识产权能力的内涵外延,建立了知识产权的当量关系,提出了知识产权能力的测度指标体系与测度方法,并以我国某国立科研机构为例进行了实证研究,结果表明,该国立科研机构知识产权能力增长较快,但知识产权运用能力增长较慢。为提升科研机构知识产权能力,需要完善知识产权创造、运用、保护和管理的政策。科技投入要面向知识产权产权运用,要提高知识产权创造质量,要引导知识产权战略布局。为促进知识产权运用,要支持科研机构设立内部技术转移办公室并管理知识产权,发展技术标准下的专利池和专利组合技术转移模式,强化科研机构发明披露,企业委托研究项目要掌握知识产权所有权,要允许职务发明人占有一定比例的知识产权权益。还要大力支持科研机构提升知识产权保护和管理能力。

关键词: 当量关系,科研机构,知识产权能力,测度指标体系,政策, intellectual property capacity, equivalent relationship, evaluation indicator system, policy

Abstract: The article focus on research of the intellectual property (IP briefly) capacity. From analyzing the equivalent relationship of main kinds of intellectual property and main kinds of research institute, it establishes an IP capacity measurement indicator system and puts forward a measurement method. In the end, it also undertakes an empirical measurement research in case of a large national Chinese academy. It has been found that this academy’s IP capacity especially the IP creation capacity and IP management capacity are increased very quickly in the past ten years, but the IP utilization capacity is increased slowly. To enhance the IP capacity for research institutes, it is needed to consummate the IP creation, IP utilization, IP protection and IP management policies. In particularly, it is needed to transfer the investment direction of scientific & technological project to IP utilization and not only the evaluation and project acceptance. It is needed to enhance the invention quality and IPR quality and to guide the IP strategic deployment. It is needed to support the research institutes to establish the inner offices of technology transfer which manages the IP, and to support them to adopt technology transfer model of patent pool or patent portfolio and not only a single technology or patent. It is needed to help the research institutes to enhance the invention disclosing ability and to permit them having the IP ownership of the research and development project sponsored by enterprise. It is also needed to permit the service inventors sharing the IPR and the right for implementation revenue. Certainly, it is also needed to enhance their IP protection and management capacity.