• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2023, Vol. 41 ›› Issue (4): 577-585.

• 科学学理论与方法 •    下一篇

人工智能社会实验的伦理关切

于雪,李伦   

  1. 大连理工大学人文与社会科学学部
  • 收稿日期:2022-04-08 修回日期:2022-06-23 出版日期:2023-04-15 发布日期:2023-04-15
  • 通讯作者: 李伦
  • 基金资助:
    中国科协高端科技创新智库青年项目——新兴科技伦理治理“社会实验”路径研究

Ethical Concerns on Social Experiments of Artificial Intelligence

  • Received:2022-04-08 Revised:2022-06-23 Online:2023-04-15 Published:2023-04-15

摘要: 人工智能技术的颠覆性特征将诱发一系列风险,但这些风险往往难以预知和研判,因而可以在社会场景中部分地引入某些人工智能技术,并通过密切监测其社会影响而试验其可行性。这种将人工智能引入社会的过程可以被视为人工智能社会实验。作为社会实验的人工智能在防控风险方面有一定的优势,但其实施过程也存在着不容忽视的伦理问题。这主要源于人工智能社会实验是以人为研究对象,考察“人—人工智能”的内在关系,因而对其伦理关切不仅重要而且必要。人工智能社会实验的目的之一就是通过社会实验解决人工智能的伦理问题。但同时,这种实验本身就存在着伦理争议,伦理的二阶性就导致了隐私、“脏手”、欺骗等现实伦理问题。基于此,应当建构面向人工智能社会实验的伦理框架,即人工智能社会实验伦理,以研判和防控人工智能社会实验的潜在伦理风险。通过提出人工智能社会实验伦理的治理策略,有助于探索科技伦理治理的中国道路。

Abstract: While Artificial Intelligence (AI) technology is reorganizing human society disruptively, it also brings severe challenges to all aspects of society. In order to meet these challenges, Chinese scholars took the lead in proposing the concept and framework of Artificial Intelligence Social Experiments (AISE) in 2019, exploring the Chinese road of intelligent governance. AISE means introducing an experimental approach to society, where new technologies are placed in society to experiment to see their actual social impact. This is because that the disruptive nature of AI technology will induce a series of risks, but these risks are often difficult to predict and judge, therefore, artificial intelligence technology can be partially introduced in social scenarios, and its feasibility can be tested closely by monitoring its social impact. As a social experiment, artificial intelligence has inherent advantages in preventing and controlling risks, but its implementation also has ethical issues that cannot be ignored. This is mainly due to the fact that AISE takes humans as the research object and examine the internal relationship between human and AI. Taking human as research objects requires that AI social experiments be conducted prudently, respectfully, and rationally, with comprehensive ethical review and evaluation to ensure minimal risks and optimal methods. Therefore, its ethical concerns are not only important but necessary. The reason why AISE needs ethical concerns urgently stems from their ethical characteristics, especially the ethical characteristic of second-order and the unpredictability and uncertainty closely related to it. The fundamental feature of AISE is its ethical characteristic second-order. It is shown that one of the purposes of social experiments on AI is to address the ethical issues of AI through social experiments. However, at the same time, such experiments are controversial inherently in ethics which means there are ethical problems in these experiments when they are tried to solve ethical problems. The following characteristics are unpredictability and uncertainty. The former refers to the potential ethical hidden dangers of AISE that are sometimes difficult to judge in advance, and the latter indicates the fact that the ethical consequences of AISE are uncertain, and their solutions are difficult to predetermine. Another reason for ethical concerns about AISE originates from specific ethical issues raised by these characteristics, including privacy issues, issues of dirty hands and deception issues. Based on this, our paper put forward an ethical framework for AISE, that is, the ethical norms that should be followed to carry out artificial intelligence social experiments, in order to deal with the potential ethical risks of AI social experiments. The basic principles of AISE are respect for autonomy, beneficence, non-maleficence and justice, which is in the light of the principles of biomedical ethics explained by Beauchamp and Childress. Based on the demonstration of the criterion principle and generative logic of AISE ethics, this paper puts forward relevant suggestions for its ethical governance. In conclusion, it is necessary to understand the ethical necessity of AISE correctly, and construct an ethical framework for AISE to perceive, evaluate and reduce the potential risks in the introduction of AI technology into society. This will provide solutions to bridge the gap between what and how in scientific and technological ethics governance, so as to explore the Chinese path of ethical governance of science and technology.