• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

›› 2013, Vol. ›› Issue (7): 1032-1040.

• 科技发展战略与政策 • 上一篇    下一篇

环境规制强度是否影响了中国工业行业的R&D创新效率

李勃昕1,韩先锋2,宋文飞   

  • 收稿日期:2012-11-06 修回日期:2013-04-02 出版日期:2013-07-15 发布日期:2013-07-12
  • 通讯作者: 韩先锋
  • 基金资助:
    国家自然科学基金项目“西部区域创新环境质量评价、监测与空间差异研究”;陕西省社会科学基金项目“陕西自主创新过程中技术成果产业化研究”;陕西省自然科学基金“环境规制与资源型产业发展研究——以榆林煤炭产业为例”;陕西省社会科学基金项目“集聚企业的技术溢出效应研究——以西安高新区为例”

Whether the Intensity of Environmental Regulation Can Affect China’s Industrial R&D Innovation Efficiency?

  • Received:2012-11-06 Revised:2013-04-02 Online:2013-07-15 Published:2013-07-12

摘要: 采用超越对数型随机前沿模型,在考虑企业规模、所有制结构等因素的情况下,实证分析了2004-2010年间环境规制强度对中国工业行业R&D创新效率的影响及其行业差异。研究结果显示,我国工业行业R&D创新效率存在显著的行业异质性;虽然,环境规制强度在一定程度上促进了工业行业R&D创新效率提升,但环境规制强度与R&D创新效率呈现倒“U”型关系,即环境规制强度对工业行业R&D创新效率提升有“度”的限制,当环境规制强度超过一定水平时,反而不利于工业行业R&D创新效率提升;环境规制强度对工业行业R&D创新效率的影响存在显著的行业差异性,在技术密集度较高,环境污染程度较小和R&D强度较高的行业中,环境规制对R&D创新效率促进作用会更加显著。

关键词: 波特假说, 环境规制, R&D创新效率, Porter Hypothesis, Environmental Regulation, R&D Innovation Efficiency

Abstract: Based on the Tran slog stochastic frontier model, this paper makes empirical study about environmental regulation intensity’s affect on China industrial R&D innovation efficiency as well as its trans-industrial difference during the years between 2004 and 2010. The result indicates that, the heterogeneity exists in China industrial R&D innovation efficiency. Although, to a certain extent, the environmental regulation intensity promotes the industrial R&D innovation efficiency, the inverted "U" type relationship appears between these two sides. That is to say, the influence of environmental regulation intensity on China industrial R&D innovation efficiency is relatively limited. When environmental regulation intensity exceeds a certain level, it will not be conductive to the increase of industrial R&D innovation efficiency. The influence of the former on the latter one presents the eminent industry difference. Among those industries that are technology-intensive, less polluted, with high R&D intensity, the environmental regulation will promote the R & D innovation efficiency more significantly.