• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2018, Vol. 36 ›› Issue (6): 1000-1007.

• 科学学理论与方法 • 上一篇    下一篇

社会-技术范式视角下的低碳转型

李平   

  1. 清华大学深圳研究生院、清华大学科技与社会研究中心
  • 收稿日期:2017-07-04 修回日期:2017-09-25 出版日期:2018-06-21 发布日期:2018-06-21
  • 通讯作者: 李平
  • 基金资助:

    技术范式的生态化变迁研究

On Low Carbon Transition from Perspective of Socio-technical Regime

  • Received:2017-07-04 Revised:2017-09-25 Online:2018-06-21 Published:2018-06-21

摘要: 透过社会-技术范式视角,低碳转型是一个打破高碳锁定、从高碳的社会-技术范式向低碳的社会-技术范式转型的过程。这一过程是多要素参与、复杂、动态和长周期的。从多层视角来看,转型过程离不开三个层面的相互作用:利基(niche)培育了破坏式低碳创新,使之成为推动范式更迭的内在动量;地景(landscape)对高碳社会-技术范式施加压力,为低碳创新的成长提供了机会之窗;最终原先主导的高碳社会-技术范式瓦解,高碳“锁定”被打破,新的动态稳定的低碳社会-技术范式形成。中国汽车低碳交通转型的案例,说明了社会-技术范式及多层视角对上述复杂和不确定性过程进行认知和分析时的有效性。相关行动者特别是政策制定者在引导低碳转型时,需要改变相对线性的技术替代认识论立场及相应的政策手段,采用范式更替的认识论立场和转型策略。

Abstract: Low carbon transition is a transition from high carbon socio-technical regime to low carbon socio-technical regime, which is a complex, dynamic and long period process accompanying participation of multi actors, breaking of high carbon “lock-in” and reconfiguration of a new low carbon socio-technical regime. From the multi-level perspective there is a necessary mechanism occurring in three different levels: Shielding and nurturing disruptive low carbon innovation in niches as the internal momentum of transition; Outsider pressure from landscape making cracks in the dominant high carbon socio-technical regime to provide windows of opportunity for the development of low carbon niche; Eventually these lead to breaking up of the old regime and configuration and stabilization of a new one. The case of low carbon transition of automobile transport in China shows that multi-level perspective is a very useful and heuristic tool in analyzing such complex, dynamic and uncertain process. So it is necessary for system builders especially government and policy makers to adopt such ontology to understand the coevolution process of low carbon transition and promote relevant policies.