• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2021, Vol. 39 ›› Issue (7): 1199-1207.

• 科技发展战略与政策 • 上一篇    下一篇

决策与咨询的共生与交融———基于日本科技咨询体系的考察与启示

李慧敏1,陈光2,李章伟3   

  1. 1. 中国科学院科技战略咨询研究院
    2. 中国科学院学部工作局
    3.
  • 收稿日期:2021-03-23 修回日期:2021-05-01 出版日期:2021-07-15 发布日期:2021-07-15
  • 通讯作者: 陈光

Observation and Enlightenment Based on a Japanese Sci-tech Consultation System

  • Received:2021-03-23 Revised:2021-05-01 Online:2021-07-15 Published:2021-07-15
  • Contact: Guang Chen

摘要: 完善的科技咨询体系是科学决策的重要保障,也是现代国家治理体系和治理能力现代化的重要标志。本文系统梳理了日本科技咨询体系的概况,总结了日本科技咨询体系的特点:一方面,其决策体系内嵌入了一套以综合科学技术创新会议为首、各类审议会为主体的咨询体系,以“自上而下”方式支撑决策提供咨询意见;另一方面,在决策体系外存在以日本学术会议为首的学术界、产业界咨询体系,以“自下而上”方式建言献策提供决策参考。这两种咨询体系互补互容互通,最终促成日本科技决策和科技咨询的共生与交融关系。文章以日本科技基本计划制定为案例,解析日本重大科技决策中科技咨询发挥的作用,从三个方面对日本科技咨询体系的特点及其成因进行了深入剖析:第一,日本科技咨询体系的建制化和体系化特点;第二,日本科技咨询具有统合性和嵌入性特征;第三,CSTI与日本学术会议领衔了科技咨询体系的“车之两轮”,“两轮”在功能定位上既有区别,更有分工合作。最后文章立足我国现实问题,提出了值得我国借鉴和学习的相关经验。

Abstract: Modern public decision is becoming increasingly dependent on the support of scientific expertise. A well-functioning sci-tech consulting system is an important measure for guaranteeing the implementation of decision-making in a scientific way. At the same time, it is also a significant symbol of modern national governance systems and that which reflects the modernization level of governance abilities. This paper outlines a Japanese sci-tech consultation system and summarizes its characteristics, the brief rundown of which is presented as follows. On the one hand, this decision-making system has been embedded with a set of consultation system that is presided by Council for Science, Technology and Innovation (CSTI), takes various Councils as the main subjects, and adopts a top-down consultation opinion provision approach in support of the decision-making. On the other hand, outside the decision-making system, there are academic and industrial consulting systems led by Japanese academic committees, which adopts a bottom-up approach in offering advice, suggestions, and decision-making references. These two consulting systems complement and embrace each other, which finally contributes to the symbiosis and integration of Japanese sci-tech decision-making and consultation. This paper conducts an in-depth analysis of the features and causes of Japan’s sci-tech consulting system from three aspects: (1) the institutionalization and systematization. Most of the consulting organs in the decision-making system are institutionalized, whose establishment, membership, functions, etc. take the clear stipulations in laws or government decrees as the principles; the related administrative organs responsible for scientific decision-making, ranging from the cabinet, provincial governments to local governments, are equipped with corresponding consulting organs to provide decision-making support; under the overall leadership of CSTI, various types of consulting organs at all levels have formed a division of labor and cooperation with their own focuses; (2) the integration and embeddability. The consulting process of sci-tech decision-making is deeply embedded in the decision-making process, and decision-making and consulting have the features of integration and symbiosis. Consulting organs, represented by councils, are one type of administrative organ. The Japanese administrative system itself has been embedded with consulting organs and consulting functions, and has become an important place where multiple forces and subjects like experts, stakeholders, industry, the public, and administrative officials interact to promote policy compilation;(3) the “two wheels” of the sci-tech consulting system led by CSTI and Science Council of Japan. The “two wheels” are distinctive in function positioning and cooperative in division of labor. As the highest consulting organ in the sci-tech field, CSTI leads and promotes policy compilation in a “top-down” approach. The Science Council of Japan, as the highest academic institution representative of the scientific community, adopts a “bottom-up” model to extensively collect and assimilate opinions and suggestions from the scientific community. The “two wheels” cooperate and coordinate intimately to promote the inclusive development of different consulting entities inside and outside the system.This paper compiled the general sci-tech plan used in Japan into a research case, from which the contributions of sci-tech consultations toward major sci-tech decisions in Japan, and relevant experience China can learn from, were analyzed and summarized.