• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2022, Vol. 40 ›› Issue (2): 309-318.

• 科技管理与知识管理 • 上一篇    下一篇

组态视角下高校专利的转化路径选择

王丽平1,常翠青1,2   

  1. 1. 天津理工大学管理学院
    2.
  • 收稿日期:2020-12-16 修回日期:2021-02-22 出版日期:2022-02-15 发布日期:2022-02-15
  • 通讯作者: 王丽平
  • 基金资助:
    天津市教育科学规划重点项目

The transformation path choice of university patent from configuration perspective

  • Received:2020-12-16 Revised:2021-02-22 Online:2022-02-15 Published:2022-02-15

摘要: 专利是实现国家自主创新能力提升的重要手段,高校作为专利的聚集地,其“高产出、低转化”的现实难题亟待解决。对此,研究从整体视角出发,以高校、科技中介和企业为研究对象,采用模糊集定性比较分析方法,基于专利转化的全过程,探究高校专利转化的多元等效路径。研究发现,高校的专利转化存在多重并发因果关系;大数据能力是提升高校专利转化绩效不可缺失的关键因素;产生高专利转化绩效的有高校创新主导下的科技服务驱动、企业能力支撑下的商业资本赋能以及科技中介连接下的校企协作转化三种模式。研究结论为高校专利转化提供了不同的路径选择,也为高校专利商业化模式的选择提供了指导。

Abstract: Patent is an important means to improve the ability of national independent innovation . As one of the sources of original innovation and a place where talents and knowledge gather, colleges and universities have unique advantages in scientific research. Besides, with the implementation of the innovation-oriented national strategy, universities' scientific and technological input is increasing and their scientific and technological achievements are increasing. At the same time, colleges and universities themselves often have the inertia thinking of "attaching more importance to scientific research than to transformation" and the actual situation of "large quantity but low quality", which makes universities and colleges face a great transformation dilemma, and the practical problem of "high yield and low transformation" needs to be solved urgently. In this context, how to deal with the dilemma of patent transformation in colleges and universities, and how to open up the business closed loop from invention to transformation and application of patent achievements has become one of the important ways for colleges and universities to maintain their innovation advantages. Patent transformation is a complex process involving multiple subjects and links, which has dynamic characteristics from university research and development to enterprise application. The three factors of university, science and technology intermediary and enterprise are likely to be the trigger points affecting patent transformation. Based on the perspective of configuration analysis, the qualitative comparative analysis method of fuzzy sets combines the dual advantages of case study and variable study, which is helpful to answer the multiple concurrent causality relationship. Based on technical means such as set and boolean operation, it can give different combinations of paths leading to specific results. Therefore, from the overall perspective, this study takes universities, science and technology intermediaries and enterprises as the research objects, and selects patent quality, patent transformation ability, commercial investment, science and technology intermediary service ability and big data ability as the antecedent variables. Based on the whole process of patent transformation, a fuzzy set qualitative comparative analysis method is used to explore the multiple equivalent paths of patent transformation in universities. It is found that there are multiple concurrent causality in patent transformation in universities. A single key factor does not constitute a necessary condition for high or low patent transformation performance, but must be combined with other factors to play a role. Big data capability is the key factor to improve patent conversion performance of universities. As long as big data capability exists, high patent conversion performance will be generated regardless of the combination of big data capability and any other factors, and the lack of big data capability will also lead to the generation of non-high patent conversion performance. There are three models to produce high patent transformation performance, namely, the scientific and technological service driven mode led by university innovation, the commercial capital enabling mode supported by enterprise capability, and the university-enterprise cooperation transformation mode connected by scientific and technological intermediary. Each mode corresponds to the transformation path under different situations. The research conclusion provides theoretical guidance for universities to choose the corresponding patent transformation path according to their own situation, and also provides practical guidance for universities to choose the patent commercialization mode.