• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2022, Vol. 40 ›› Issue (9): 1691-1697.

• 技术创新与制度创新 • 上一篇    下一篇

自主创新为何需要开放? ———基于行动者网络理论对华为 5G 技术创新的研究

戴向阳,蔡仲   

  1. 南京大学哲学系
  • 收稿日期:2021-08-30 修回日期:2022-02-17 出版日期:2022-09-15 发布日期:2022-09-15
  • 通讯作者: 戴向阳
  • 基金资助:
    人工智能伦理风险防范研究

Why does independent innovation need to be open? ——Research on Huawei 5G Technology Innovation based on Actor-Network Theory

  • Received:2021-08-30 Revised:2022-02-17 Online:2022-09-15 Published:2022-09-15

摘要: “脱钩论”背景下,企业自主创新中自主性与开放性的关系需要从理论上进行说明。传统创新研究大多基于扩散模型进行,认为自主性是技术先验的内在属性,因而也就无需解释自主性与开放性的关系。但在行动者网络理论视域下,自主创新是基于转译模型进行的,技术的属性并不是先验的,而是由参与其中的行动者共同定义的。基于转译模型对华为5G技术创新的研究表明,技术创新的自主性可以分为两个方面:一方面,创新主体要依靠累积循环将知识带回,并作为累积循环的中心对知识进行重新定义;另一方面,创新主体要在技术商业化的过程中,通过与其他行动者的开放性磋商,使相关技术成为行业的国际标准,界定“强制性通道”。这两个方面体现了企业作为技术创新主体对其他行动者的支配性力量,这种力量的行使必须在与其他行动者的开放性互动中才能实现。在此意义上,企业技术创新的自主性是在开放性中生成的。

Abstract: Under the background of "decoupling theory", the relationship between independence and openness of enterprise’ independent innovation needs to be explained theoretically. Most of the traditional innovation studies are based on the diffusion model, which holds that independence is the transcendental inherent attribute of technology, so there is no need to explain the relationship between independence and openness. However, from the perspective of actor network theory, independent innovation is based on the translation model, and the attribute of technology is not transcendental, but is co-defined by the actors involved. The translation model attempts to restore the emerging innovation, rather than trying to explain the factors that affect innovation, because these factors are uncertain until the innovation is completed. The research on Huawei 5G technology innovation based on the translation model shows that the independence of technology innovation can be divided into two aspects. On the one hand, as the center of the accumulative cycle, the innovation subject should rely on the accumulative cycle to bring back the knowledge and redefine the knowledge. On the other hand, the innovation subject should make the relevant technology become the international standard of the industry and define the “obligatory passage point”, and this is accomplished through open negotiations with other actors in the process of commercialization of technology. From the perspective of traditional innovation theory, knowledge is ready-made, so traditional innovation theory only pays attention to the study of Huawei's global R&D system. While from the perspective of actor-network theory, if we do not understand what it means to acquire knowledge, then the so-called “knowledge” can’t be defined. Huawei not only uses its global R&D system to pool scattered innovation resources into itself, but more importantly, in the process, it continues to redefine knowledge through the accumulative cycle. Finally, knowledge is moved into Huawei, resulting in new technologies and patents, breaking the "open paradox" that traditional innovation theory cannot overcome. In addition, Huawei has also incorporated these technologies and patents into international technical standards through negotiations with other actors, promoting them to become a “obligatory passage point” for the industry. In this process, technology is not immutable, but constantly changing with the negotiation of actors. Only when the negotiation is completed, technological innovation can be completed. The reason why the redefinition of knowledge and the definition of "obligatory passage point" can become an important embodiment of Huawei's independent innovation is due to the power given by the actor network. The power of the actor network comes from the heterogeneous actors. To maintain the power of the actor network needs to be open to other actors and constantly translate more actors. So, the stronger the power of the actor network, the stronger the independence of technology innovation. In this sense, technology innovation is not only a process of technological research in the laboratory, but also a process of interaction between technology and society, and a process of open negotiations with other actors. Therefore, the independence and openness of enterprise’ independent innovation not only do not contradict each other, but also its independence is emerged from this kind of openness.