• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2023, Vol. 41 ›› Issue (11): 1938-1947.

• 科学学理论与方法 • 上一篇    下一篇

面向统一大市场的人工智能伦理标准———一种马克思主义政治经济学的理论模型

杨嘉帆1,1,刘彦林1,1,李慧杰1,1,潘恩荣2   

  1. 1.
    2. 浙江大学马克思主义学院
  • 收稿日期:2022-09-01 修回日期:2022-12-12 出版日期:2023-11-15 发布日期:2023-11-15
  • 通讯作者: 潘恩荣
  • 基金资助:
    国家社科基金;中央高校基本科研业务费专项资金

Artificial Intelligence Ethical Standards for a Unified Market——A theoretical Model of Marxist Political Economy

  • Received:2022-09-01 Revised:2022-12-12 Online:2023-11-15 Published:2023-11-15

摘要: 建设数字经济时代的统一大市场,须人工智能伦理标准先行。欧美已先行一步加快建设数字经济“统一大市场”,并在人工智能伦理标准研制方面先拔头筹, 但在基础理论方面研究较少。本文以人工智能伦理标准的基本概念为突破口,充分运用马克思主义政治经济学的研究资源和方法,在西方标准理论基础上提出“知识体系-准则-指令-标准”的人类社会运行规则体系。人工智能伦理标准模型——水分子模型——阐明人工智能伦理的社会价值原则如何转移到标准的技术性能原则和经济效率原则的原理和机制,构建一种中国特色人工智能伦理标准的概念模型,为当代中国人工智能伦理标准及其话语模式提供新的基础概念。在全国统一大市场建设过程中,人工智能伦理标准模型有助于从底层技术上保障“共同富裕”等中国式现代化价值原则的转移与实现,有助于为人工智能技术研发和产业落地提供伦理辩护,有助于加强社会主义市场经济主体的竞争力、人工智能与人类社会的协同发展。

Abstract: Artificial Intelligence Ethical Standards (AIES) should precede the construction of a unified market for the emerging digital economy. By surveying the present state of artificial intelligence ethical research, this paper identifies leading trends in Europe and America, which establish a seminal discourse, yet fall short of a more rigorous theoretical foundation for ethical standards and system frameworks. This paper takes the fundamental concept of artificial intelligence ethical standards as a breakthrough point, adheres to the guidance of Marxism, and through full use of historical investigation and logical deduction methods in response to the question of whether artificial intelligence ethical standards are indeed even possible, and if so, by what means? First, the discussion begins through careful analysis of existing standards, theories, and standards law, this paper argues that artificial intelligence ethical standards are possible both from a theoretical and practical viewpoint. Second, issues pertaining to Western models of standard are examined through the use of a Marxist critical method of political economy, whereby a Marxist mechanism of artificial intelligence ethical standards is proposed. This paper introduces the operating rule system of human society in western standard theory, i.e. “Norm-Directive-Standard”, and extracts “Wissenschaft” to complement the former by reviewing the important discussion of Marxist political economy theory on the First Industrial Revolution and machine invention. Therefore, this paper forms a new Marxist operating rule system of human society, i.e. “Wissenschaft-Norm-Directive-Standard”. Third, by the observance of the dynamic interaction between technology, ethics, economy, and standards since the industrial revolution, this paper analyzes the operating principle for relevant rules which inform the construction of ethical standards in human social systems, and aims to demonstrate the principle of societal value within the artificial intelligence field, through its potential conversion into similar principles of technical performance and/or economic efficiency - suggesting a conceptual model of “Water Molecule Model”, i.e. Model E2T, for Marxist artificial intelligence ethical standards. In the process of constructing a unified market in China, the AIES model is helpful for ensuring the transfer of principles that help realize the value of Chinese modernization such as “common prosperity” from a bottom-up view of technology, in order to provide ethical justification for the R & D of AI technology and industrial implementations, as well as strengthening the competitiveness of agents in the socialist market economy, and coordinated developments between AI and human society. Altogether, this paper’s contribution can be classified into three main areas; philosophical, methodological, and theoretical. Regarding the first, by comparing the historical background of unified markets at home and abroad, this paper proposes the idea of development, i.e. “unified market, artificial intelligence ethical standards first”. Second, by using the Marxist critical method of political economy, this paper brings to the fore important discussions on the industrial revolution and mechanical innovation, providing empirical support for a “knowledge system” which complements certain Western standard theory of human society operating rules system and their principles of operation. Third, the “Water Molecule Model” of Marxist artificial intelligence ethical standards is established by analyzing the operating mechanism of “Wissenschaft-Norm-Directive-Standard”, which offers a new ontological basis for contemporary Chinese artificial intelligence ethical standards and discourse system.