Abstract: Using the stochastic frontier estimation method and the panel dada on Chinese 31 provinces from the years 2005-2009, we examined the impact of government support on the efficiency of university knowledge creation and knowledge transfer during transition. The results shown that: (1) the central and local government financial support has a significant positive effect on the university knowledge creation efficiency; (2) the local government financial support has a significant positive effect on the university knowledge transfer efficiency; (3) market demand uncertainty has a significant negative effect on the university knowledge transfer efficiency。These results empirically confirmed the government and market, central and local government support are the two dual mechanisms for improving and enhancing the efficiency of university knowledge creation and transfer. Our findings suggested that government need simultaneously consider and balance the dualism efficiency mechanisms when introducing policy instruments to promote and facilitate university knowledge creation and knowledge transfer.

摘要： 利用随机前沿估计方法和中国2005-2009年31个省区2005-2009年的面板数据，我们探究了转型时期政府支持对高校知识创造效率和知识转移效率的影响。结果表明：(1) 中央与地方政府财力支持对高校知识创造效率有显著正向影响；(2) 地方政府财力支持对高校知识创造转移有显著正向影响；(3) 市场需求不确定性对高校知识创造转移有显著负向影响。这些结果实证证实了政府与市场、中央政府与地方政府支持是改善和提升高校知识创造与转移效率的双重二元机制。依据我们的发现，建议政府在引入政策工具推动和促进高校知识创造与知识转移时必须同时考量和平衡二元效率机制。

关键词: 政府支持, 随机前沿估计, 高校, 知识创造效率, 知识转移效率