• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2017, Vol. 35 ›› Issue (3): 447-458.

• 技术创新与制度创新 • 上一篇    下一篇

外部知识源化、非研发创新与专利产出——以高技术产业为例

侯建1,陈恒2   

  1. 1. 哈尔滨工程大学经济管理学院
    2. 哈尔滨工程大学
  • 收稿日期:2016-05-10 修回日期:2016-09-15 出版日期:2017-03-15 发布日期:2017-03-15
  • 通讯作者: 侯建
  • 基金资助:

    国家软科学基金项目;中央高校基金

External knowledge sourcing, non-R&D innovation and patent output: evidence from high-tech industry

  • Received:2016-05-10 Revised:2016-09-15 Online:2017-03-15 Published:2017-03-15

摘要: 相比传统的自主研发创新、内部研发,开放式创新条件下寻求外部知识源化,重视非研发创新途径是有效的创新转型策略。基于中国高技术产业2009-2014年省际面板数据,系统分析了高技术产业外部知识源化和非研发创新路径特征、地区异质性和发展趋势,实证考察了其对专利产出的影响机理。研究结果显示:东部地区高技术产业开展外部源化、非研发创新活动的经费远高于中西部地区,而西部地区以及东北地区高技术产业外部研发支出和非研发创新投入比重要高于东部地区和中部地区,地区异质性显著,空间分布活动存在差异;高技术产业通过外部知识源化和非研发创新整体上对专利产出产生了显著的正向影响,需要引起足够的重视和利用;而现阶段中国高技术产业外部知识源化、非研发创新与内部研发之间的协同驱动效应呈现出不显著或微弱的负向作用,多样化有效创新路径正向协同效应没有得到充分发挥。研究为高技术产业优化创新资源配置、探索独特、有效的多样化创新路径提供了有效借鉴和参考。

Abstract: Compared to the traditional independent R&D and internal R&D, seeking the approach of the external knowledge sourcing and non-R&D innovation is an effective innovation transformation strategy under the condition of open innovation. Based on China's high-tech industry provincial panel data during 2009-2014, this paper analysis the characteristics, regional heterogeneity and development trend of the external knowledge sourcing and non-R&D innovation path and empirical research its impact mechanism on the patent output. The results show that: the funds of the eastern region to carry out external sourcing, non-R&D activities is much higher than the central and western regions, while the proportion of the external knowledge sourcing and non-R&D innovation investments in the western region and the northeast region is higher than that in the eastern and central regions, and the regional heterogeneity is significant. High-tech industry has a significant positive impact on patent output through the external knowledge sourcing and non-R&D innovation, which needs to be paid enough attention and utilization. And the cooperative driving effect between the external knowledge sourcing, non-R&D and internal R&D showing no significant or weak negative effect and the positive synergy effect of diversified innovation path is not fully played at this stage in China. The study provides an effective reference for optimizing the allocation of innovation resources and exploring the unique and effective way to diversify innovation of high-tech industry.