• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2021, Vol. 39 ›› Issue (10): 1882-1896.

• 技术创新与制度创新 • 上一篇    下一篇

新兴国家如何实现突破性技术创新———基于中美V2X 专利数据对比分析

蒋瑜洁1,郭婷2,2,王尚可2,3,安本雅典2,3   

  1. 1. 重庆大学
    2.
    3. 横滨国立大学(日本)
  • 收稿日期:2020-10-08 修回日期:2021-04-05 出版日期:2021-10-15 发布日期:2021-11-05
  • 通讯作者: 蒋瑜洁

How to Achieve Breakthrough Innovation in Emerging Countries——A study based on the Comparative Analysis of V2X Patent Data between China and the US

  • Received:2020-10-08 Revised:2021-04-05 Online:2021-10-15 Published:2021-11-05

摘要: 突破性技术创新对新兴国家在新一轮科技革命中,实现技术追赶、完成弯道超车具有重要意义。然而创新资源积累相对有限的新兴国家如何在短时间内实现突破性技术创新,尚未得到学界的充分认识。本研究通过挖掘与对比2001-2019年中国与美国车联网无线通信技术的专利数据,运用社会网络分析方法,结合百度自动驾驶技术研发的典型案例分析,探索并尝试阐释了新兴国家实现突破性技术创新的创新主体与创新网络关系特征。研究发现:在创新主体方面,由于新兴国家创新资源相对有限,相较先发国家以行业骨干企业为创新主体,新兴国家突破性技术创新集中了企业与高等院校、科研院所的创新资源,开展产学研为主体的协同创新,规避风险;在创新网络关系方面,由于新兴国家需要在短时间内实现弯道超车,因此联结产学研等突破性技术创新主体合作的创新网络中介更加集中化,少数企业高管的校友关系成为产学研合作的独特渠道,基于强关系有效促进学研科研与企业间创新资源的探索与融合。本研究进一步完善与发展了突破性技术创新理论,并对新兴国家破除资源约束实现技术追赶具有一定的指导意义。

Abstract: Breakthrough innovation is crucial for emerging countries to achieve technological catch-up and overtaking in the new round of scientific and technological revolution. However, no thorough conclusions have been drawn as to how to achieve breakthrough innovation in a short time with relatively weak technology accumulation and limited management experience. In this paper, based on patent data of V2X (including V2V, V2I, V2P and V2N) from CNIPA and USTPO patent database between 2001 and 2019, this study uses the social network analysis method, and combine a typical case of Baidu automatic driving R&D, to explores and analyze the mechanism of realizing breakthrough innovation from the perspective of the innovation subject and the innovation network characteristics in emerging countries. The findings suggest that: in terms of innovation subject, as the innovation resources of emerging countries are limited, compared with the developed countries which take industry backbone enterprises as the innovation subjects, the emerging countries take the enterprises collaborating with universities as the innovation subjects to concentrate innovation resources from enterprises and universities; in terms of innovation network relationship, as emerging countries need to turn overtaking competitors in a short period of time, the intermediary of breakthrough innovation network in emerging countries is more centralized on a few enterprise executives, who can use their alumni relationship of strong tie to promote the exploration and integration of innovation resources among enterprises and universities rapidly and effectively. Our research not only enriches the academic literature about the breakthrough Innovation and social network theory, but also gives out some countermeasures on how to break through resource constraints and achieve breakthrough innovation in a short period of time.