• 中国科学学与科技政策研究会
  • 中国科学院科技战略咨询研究院
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2023, Vol. 41 ›› Issue (2): 212-220.

• 科学学理论与方法 • 上一篇    下一篇

科技社团参与科技评价的角色与路径———基于三重逻辑的理论分析

孟凡蓉1,张润强2,陈光3,陈子韬4   

  1. 1. 西安交通大学
    2. 西安交通大学公共政策与管理学院
    3. 中国科学院学部工作局
    4. 上海交通大学国际与公共事务学院
  • 收稿日期:2021-12-13 修回日期:2022-04-02 出版日期:2023-02-15 发布日期:2023-02-15
  • 通讯作者: 陈光

The Role and Path of S&T Societies Participating in Science and Technology Evaluation

  • Received:2021-12-13 Revised:2022-04-02 Online:2023-02-15 Published:2023-02-15
  • Contact: Guang Chen

摘要: 作为国家创新体系的必要构成,科技社团是构建多元科技评价体系的重要突破口。基于国家创新体系和网络组织治理理论,从组织使命和制度安排出发,探讨了科技社团参与科技评价的具体方式,研究发现:(1)科技社团参与科技评价是由科技社团的组织使命与国家层面的制度安排共同决定,具体天然的正当性和合意性。(2)科技社团在理论上存在5种机制参与科技评价,分别是声誉机制、信任机制、倡导机制、学习机制、激励机制。(3)科技社团参与科技评价共存在4个角色并均存在对应路径,分别是作为评价组织者的多主体联动路径和多类别参与路径、作为标准制定者的升格推广路径和多层次介入路径、作为失信约束者的讨论与研究路径和约束与规范路径、作为奖励举荐者的系统化奖励路径和体系化举荐路径。已有研究发现启示科技社团应当在科技评价中发挥更大作用,为深化科技体制改革和完善科技评价制度提供方向和内容的参考。

Abstract: As a necessary component of the national innovation system, S&T Societies are an important breakthrough in the construction of a pluralistic scientific and technological evaluation system. Based on the theory of national innovation system and network organization governance, this paper discusses the specific ways for S&T Societies to participate in scientific and technological evaluation from the perspective of organizational mission and institutional arrangements. The results show that: (1) The participation of S&T Societies in science and technology evaluation is determined by the organizational mission of S&T Societies and the institutional arrangements at the national level, which is naturally legitimate and desirable. (2) In theory, there are five mechanisms for S&T Societies to participate in scientific and technological evaluation, namely reputation mechanism, trust mechanism, advocacy mechanism, learning mechanism and incentive mechanism. (3) There are four roles and corresponding paths for S&T Societies to participate in scientific and technological evaluation. They are the multi-subject linkage path and multi-category participation path as the evaluation organizer, the promotion path and multi-level intervention path as the standard maker, the discussion and research path and restriction and regulation path as the dishonesty restraint, and the systematic reward path and systematic recommendation path as a reward recommender. The findings of this study suggest that S&T Societies should play a greater role in the evaluation of science and technology, and provide direction and content reference for deepening the reform of science and technology system and improving the evaluation system of scientific and technological.