• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2024, Vol. 42 ›› Issue (6): 1234-1237.

• 科技管理与知识管理 • 上一篇    下一篇

科研院所绩效评价及灵敏度分析研究

吕远1,李宁2   

  1. 1. 中国科学院办公厅
    2. 中国科学院合肥物质科学研究院
  • 收稿日期:2023-03-07 修回日期:2023-09-06 出版日期:2024-06-15 发布日期:2024-06-15
  • 通讯作者: 吕远

Research on Performance Evaluation and Sensitivity Analysis for Scientific Research Institute

  • Received:2023-03-07 Revised:2023-09-06 Online:2024-06-15 Published:2024-06-15

摘要: 数据包络分析(data envelopment analysis, DEA)是一种评价具有相同类型决策单位相对效率的有效工具,广泛应用于能源、教育、供应链管理等领域。逆DEA方法基于DEA方法的效率评价结果,提供后续灵敏度分析及资源分配方案。以中国科学院下属部分科研院所为评价对象,选取指标体系,利用DEA模型,从科研成果和人才培养两方面进行科研绩效综合评价。进一步,基于所得评价结果,利用逆DEA模型进行投入产出指标灵敏度分析和预测,为科研院所不同类型科技资源的分配提供量化辅助决策支持。

Abstract: Data envelopment analysis (DEA) is an effective tool to evaluate the relative efficiency of the homogenous decision-making units, which is widely used in energy, education, supply chain management and other fields. The inverse DEA method is based on the efficiency evaluation results of the DEA method, providing subsequent sensitivity analysis and resource allocation plans. The paper takes some scientific research institutes under the Chinese Academy of Sciences as the evaluation object, selects the indicator system, and uses DEA model to conduct comprehensive evaluation of scientific research performance from two aspects of scientific research achievements and personnel training. Furthermore, based on the obtained evaluation results, the inverse DEA model is used for sensitivity analysis and prediction of input-output indicators, providing auxiliary and quantiative decision-making support for the allocation of different types of scientific and technological resources in research institutes.