• 中国科学学与科技政策研究会
  • 中国科学院科技政策与管理科学研究所
  • 清华大学科学技术与社会研究中心
ISSN 1003-2053 CN 11-1805/G3

科学学研究 ›› 2022, Vol. 40 ›› Issue (6): 991-1000.

• 科技发展战略与政策 • 上一篇    下一篇

科技成果转化政策供给与政策协调的组态效应

方齐1,谢洪明2   

  1. 1. 浙江工业大学
    2. 华南理工大学工商管理学院
  • 收稿日期:2021-05-31 修回日期:2021-09-19 出版日期:2022-06-15 发布日期:2022-06-15
  • 通讯作者: 方齐

Configuration effects of policy supply and policy coordination for technology transfer

  • Received:2021-05-31 Revised:2021-09-19 Online:2022-06-15 Published:2022-06-15

摘要: 科技成果转化是新产品乃至新产业的基础,是经济增长的重要机制。如何优化科技成果转化政策以促进区域成果转化是有待回答的重要问题。鉴于中国不同层级政府网络间的政策体系以及区域技术资源等差异产生了复杂的成果转化条件,本文立足整合视角框架,综合运用CFA和fsQCA方法,使用中国湖北、广东、上海、浙江四个地区160家转移机构的调查数据,基于地区技术资源和机构组织情境,检验了政策供给、政策协调、技术来源、机构实力、身份自洽5个条件对成果转化成效的组态效应,以及不同组态对转化成效的影响。研究发现:(1)单个成果转化要素条件并不构成成果转化高成效产生的必要条件,但是政策协调在产生成果转化高成效上发挥着关键作用;(2)任何一种理论视角都无法充分地解释成果转化,无论是制度视角,还是资源视角或组织视角,综合不同的视角才能够提供合乎情理的解释。(3)3种成果转化条件组态可以产生高成效,分别是政策供给的中介实力型、政策协调的技术资源型和政策协调的身份自洽型。不同的条件组合代表成果转化高成效实现的不同方式。本文也分析了4种导致成果转化非高成效的组态,它们均呈现出政策条件要素的缺失。本文从整合组态视角探究资源与组织背景下科技成果转化政策供给、政策协调对于科技成果转化成效的影响,研究发现对揭示中国科技成果转化高成效的政策条件实现路径具有重要的理论与实践意义。

Abstract: Technology transfer is the basis of new products even new industries. It is a critical mechanism of economic growth. How to optimize the policy of technology transfer so as to promote regional technology transfer is an important issue. In view of the divergence in policy systems among different levels of government networks and in regional technological resources in China, this paper examines the configuration effects of policy supply, policy coordination, technology source, organization strength, and self consistency on the effectiveness of technology transfer, as well as the influence of different configurations on it with the data of 160 transfer agents out of four areas as Hubei, Guangdong, Shanghai, Zhejiang, from the perspective of integrative framework. CFA and fsQCA method were applied,and regional technological resources and organizational context were considered. Result shows that: (1) Single conditional element of technology commercialization do not contribute to the necessary conditions for the high efficiency, but policy coordination plays a key role in the producing of high efficiency; (2) None of the resources-based, organizational-based or system-based theoretical perspectives can fully explain the transfer outcome, only a combination of different perspectives can provide a reasonable explanation; (3) Three types of technology commercialization conditions may lead to high efficiency, including the Policy-Supply-Based Agent Capable Model, the Policy-Coordinate-Based Technology Resource Model, and the Policy-Coordinate-Based Self Consistency Model. Different condition combinations represent the multiple ways to realize the high effeciency of technology commercialization. Four kinds of transfer conditions which might lead to low efficiency are also discussed, which all indicates missing of policy condition elements. From the integrative configuration perspective, this paper explores the impact of policy supply and policy coordination on the effectiveness of technology transfer under specific background of resources and organizations. The research findings have important theoretical and practical significance for revealing the implementation path of policy conditions for high efficiency of technology transfer in China.